6 Answered Questions for the topic Series 65

Series 65 Series 66

05/23/25

What is the procedure by which federal covered securities, registered under the Investment Company Act of 1940, file their offerings with state securities Administrators?
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Series 65

09/08/24

Is there a difference between the number of non-accredited investors permitted under USA and under Reg D?
One source states 35 for Reg D and another states 10 per year under the USA.
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Series 65 Series 66

06/08/23

Should you take the SIE training and exam before you start studying for the Series 65 (or 66)?
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Series 65 Series 7 Series 66

12/30/22

2023 Updates for Securities Exams
Updates related to exams such as the Series 7, 65, 66, and others.
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06/06/21

Do you need the SIE to take the Series 63?
The SIE (Securities Industrial Essentials Exam) is a new FINRA exam for Financial Industry professionals it was made a requirement in October of 2018.
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Series 65 Calculus Series 7 Maths

06/03/20

Math problem, power series Calculus2 for professionals
Find the radius of convergence and interval of convergence of the following power series∑ from n=1 to ∞ [ (X-1)^n] ÷[(3^n) *(n+1)^3]PLEASE SOLVE WITH STEPS To the final result because whenever I... more
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