4 Answered Questions for the topic Series 66

Series 66 Series 65

05/23/25

What is the procedure by which federal covered securities, registered under the Investment Company Act of 1940, file their offerings with state securities Administrators?
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Expert Answers •1
Series 66 Series 65

06/08/23

Should you take the SIE training and exam before you start studying for the Series 65 (or 66)?
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Expert Answers •2
Series 66 Series 7 Series 65

12/30/22

2023 Updates for Securities Exams
Updates related to exams such as the Series 7, 65, 66, and others.
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Expert Answers •1
Series 66 Series 7 Sie

01/29/20

MARGIN TRADING AND SMA ACCOUNTS
A customer has $10,000 in unrealized gains in their SMA account, what is the customer's buying power?
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Expert Answers •2

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