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More than 4 million 5-star reviews

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The Best Securities Regulation Tutoring Online

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Arielle M. New York, NY, available for online & in-person tutoring
Arielle M.
580/hour

Students Average 515+ | Top 0.23% Tutor | 7000+ Hrs

I spent three years as a Human Biology TA, tutored privately in New Haven, CT, and have publications in well-known journals regarding innate immunity regulation, antiviral response in epithelium, and mental health in specific populations....

InstantBook
This week
5.0 (1641)
580/hour
7,610 hours tutoring
Response time: 10 minutesNote that average response times may vary depending on a variety of factors, including time of day.

I spent three years as a Human Biology TA, tutored privately in New Haven, CT, and have publications in well-known journals regarding innate immunity regulation, antiviral response in epithelium, and mental health in specific populations....

Penny H. Charlotte, NC, available for online tutoring
Penny H.
85/hour

Series 65 Tutor | 25+ Years Experience | CIMA® | Proven Strategies

Over the past five years, I have successfully tutored candidates across various securities exams, with a strong focus on Series 65 content. I help students master key areas such as economics, portfolio management, ethics, and state...

5.0 (8)
85/hour
125 hours tutoring

Over the past five years, I have successfully tutored candidates across various securities exams, with a strong focus on Series 65 content. I help students master key areas such as economics, portfolio management, ethics, and state...

Cindy K. Alpharetta, GA, available for online tutoring
Cindy K.
200/hour

Top 1% Tutor: Master SIE with Proven Study Hacks & Expert Guidance

Whether you need help with the SIE Exam (Securities) or are looking for long-term guide other FINRA and NASAA exams or the CFP® exam, I can help streamline your studies. With a Master's degree in Personal Financial Planning, broad...

InstantBook
Today
5.0 (870)
200/hour
3,454 hours tutoring
Response time: 33 minutesNote that average response time is based on Cindy’s active hours, which are 5:00 pm - 5:00 am UTC.

Whether you need help with the SIE Exam (Securities) or are looking for long-term guide other FINRA and NASAA exams or the CFP® exam, I can help streamline your studies. With a Master's degree in Personal Financial Planning, broad...

Youmna A. Woodstock, GA, available for online & in-person tutoring
Youmna A.
200/hour

Georgetown Honors Grad | Thesis, Research, and Essay Writing

I support students in developing theses, engaging with sources, and organizing cohesive, evidence-driven essays. Additionally, within my coursework, I have written on topics such as international development, security, migration, economics,...

InstantBook
Tomorrow
5.0 (325)
200/hour
942 hours tutoring

I support students in developing theses, engaging with sources, and organizing cohesive, evidence-driven essays. Additionally, within my coursework, I have written on topics such as international development, security, migration, economics,...

Oliver R. New York, NY, available for online & in-person tutoring
Oliver R.
100/hour

Finance Professor for 12+ years

During that time I have mentored dozens of undergraduate, master's, and MBA students preparing for interviews, and many have secured jobs at globally renowned businesses. I draw on my own personal interview success, having been offered...

5.0 (1)
100/hour
4 hours tutoring

During that time I have mentored dozens of undergraduate, master's, and MBA students preparing for interviews, and many have secured jobs at globally renowned businesses. I draw on my own personal interview success, having been offered...

BRUNO P. Newton, NJ, available for online & in-person tutoring
BRUNO P.
75/hour

Series 66 exam tutor with two decades in finance

I teach directly to the Uniform Combined State Law exam outline, including ethics and fiduciary duty, state and federal securities regulations, suitability and client recommendations, investment vehicles and risks, and economic analysis. My...

5.0 (137)
75/hour
240 hours tutoring

I teach directly to the Uniform Combined State Law exam outline, including ethics and fiduciary duty, state and federal securities regulations, suitability and client recommendations, investment vehicles and risks, and economic analysis. My...

Chris V. Nashville, TN, available for online & in-person tutoring
Chris V.
65/hour

CFA Charterholder with Series 65 & Investment Industry Experience

...many of the concepts tested on the Series 65 exam. In tutoring sessions, I focus on helping students understand securities regulations, ethics, economics, and investment concepts in a way that is clear and applicable to the exam. My goal is to help...

5.0 (1)
65/hour
9 hours tutoring

...many of the concepts tested on the Series 65 exam. In tutoring sessions, I focus on helping students understand securities regulations, ethics, economics, and investment concepts in a way that is clear and applicable to the exam. My goal is to help...

Vikas S. Ann Arbor, MI, available for online & in-person tutoring
Vikas S.
65/hour

Series 63 Tutor | State Securities Law & Regulatory Expertise

I help students prepare for the Series 63 exam by building a clear understanding of state securities regulation, ethical practices, and the responsibilities of securities professionals under the Uniform Securities Act. I hold...

InstantBook
This week
5.0 (717)
65/hour
3,815 hours tutoring
Response time: 13 minutesNote that average response time is based on Vikas’s active hours, which are 6:00 pm - 7:00 am UTC.

I help students prepare for the Series 63 exam by building a clear understanding of state securities regulation, ethical practices, and the responsibilities of securities professionals under the Uniform Securities Act. I hold...

Steve D. Wilmington, DE, available for online & in-person tutoring
Steve D.
60/hour

Series 7 Tutor

I have a background in Finance and Accounting and am a licensed CPA. I can help students understand complex topics in the securities industry, including equities, bonds, mutual funds, options, retirement plans, margin accounts, and...

5.0 (137)
60/hour
815 hours tutoring
Response time: 51 minutesNote that average response times may vary depending on a variety of factors, including time of day.

I have a background in Finance and Accounting and am a licensed CPA. I can help students understand complex topics in the securities industry, including equities, bonds, mutual funds, options, retirement plans, margin accounts, and...

Carlyle W. Bloomfield Hills, MI, available for online & in-person tutoring
Carlyle W.
150/hour

General Securities Principal and Investment Advisor (IA)

I currently hold the FINRA Series 7, 66, and 24. My practice consists primarily of negotiating credit derivatives, an options platform, and private placements. I have many years of experience in preparing brokers for these exams. The series 66 can...

4.9 (776)
150/hour
4,616 hours tutoring
Response time: 42 minutesNote that average response time is based on Carlyle’s active hours, which are 5:00 am - 5:00 am UTC.

I currently hold the FINRA Series 7, 66, and 24. My practice consists primarily of negotiating credit derivatives, an options platform, and private placements. I have many years of experience in preparing brokers for these exams. The series 66 can...

Matthew T. Oxford, GA, available for online & in-person tutoring
Matthew T.
100/hour

Professional Investor, 20+ Years of Experience Teaching SIE Prep

As a securities professional, I recognize how challenging and worrisome taking the SIE can be. I have helped countless clients master the SIE Exam by explaining concepts in securities regulation, market structures, investment...

5.0 (218)
100/hour
726 hours tutoring
Response time: 37 minutesNote that average response time is based on Matthew’s active hours, which are 5:00 pm - 6:00 am UTC.

As a securities professional, I recognize how challenging and worrisome taking the SIE can be. I have helped countless clients master the SIE Exam by explaining concepts in securities regulation, market structures, investment...

Mark P. Cos Cob, CT, available for online & in-person tutoring
Mark P.
75/hour

15 years as an instructor and private tutor for the Series 7

If you need some further instruction on products, tackling the suitability question or the myriad rules and regulations, I can help you have an in-depth understanding of all products, know how to handle any suitability questions and provide...

5.0 (1332)
75/hour
5,706 hours tutoring

If you need some further instruction on products, tackling the suitability question or the myriad rules and regulations, I can help you have an in-depth understanding of all products, know how to handle any suitability questions and provide...

Arseny (Sunny) T. Salisbury, NC, available for online & in-person tutoring
Arseny (Sunny) T.
119/hour

When Careers and Futures are on the Line, I Deliver Under Pressure

I have saved dozens of jobs for students at top investment banks, RIAs, and BDs by having them pass the FINRA and NASAA exams. My strategy is for the student to understand the material, not memorize. I have been in the financial industry for more...

InstantBook
Today
5.0 (519)
119/hour
1,449 hours tutoring
Response time: 14 minutesNote that average response times may vary depending on a variety of factors, including time of day.

I have saved dozens of jobs for students at top investment banks, RIAs, and BDs by having them pass the FINRA and NASAA exams. My strategy is for the student to understand the material, not memorize. I have been in the financial industry for more...

Rachel L. Seattle, WA, available for online & in-person tutoring
Rachel L.
75/hour

PhD expert personal statement coach and thesis/grant/fellowship editor

...their program. By doing so, I help students maximize their chances of acceptance to top colleges, grad/med programs or in securing competitive graduate fellowships. About me: I hold a bachelor’s degree in Biology with minors in Chemistry and Anthropology...

5.0 (7)
75/hour
42 hours tutoring

...their program. By doing so, I help students maximize their chances of acceptance to top colleges, grad/med programs or in securing competitive graduate fellowships. About me: I hold a bachelor’s degree in Biology with minors in Chemistry and Anthropology...

Jesse B. Portland, OR, available for online & in-person tutoring
Jesse B.
85/hour

Experienced Elementary Substitute Teacher

. • I've had success supporting students who are BIPOC, multilingual, newcomers, gifted, developmentally delayed, lacking motivation, and/or having difficulty regulating attention or emotions • I foster SEL, emotional...

5.0 (136)
85/hour
258 hours tutoring

. • I've had success supporting students who are BIPOC, multilingual, newcomers, gifted, developmentally delayed, lacking motivation, and/or having difficulty regulating attention or emotions • I foster SEL, emotional...

Siddharth D. Canandaigua, NY, available for online & in-person tutoring
Siddharth D.
40/hour

Master's in Cybersecurity with 7+ years of teaching experience

I have taught and tutored for more than 15 semesters in Cybersecurity courses such as Wireless Security, Authentication and Security Models, Malware Reverse-engineering, and Web Application Security. I have an average...

5.0 (49)
40/hour
156 hours tutoring

I have taught and tutored for more than 15 semesters in Cybersecurity courses such as Wireless Security, Authentication and Security Models, Malware Reverse-engineering, and Web Application Security. I have an average...

Matthew P. Ponte Vedra Beach, FL, available for online & in-person tutoring
Matthew P.
120/hour

Pass the Series 66: Ex FINRA Examiner Who Reviewed Adviser Compliance

For candidates with a test date and a job riding on the Series 66. We start from your practice exam scores, find the sections costing you the most points, usually state regulation, adviser ethics and suitability, and drill them with the...

5.0 (133)
120/hour
265 hours tutoring
Response time: 28 minutesNote that average response time is based on Matthew’s active hours, which are 5:00 pm - 6:00 am UTC.

For candidates with a test date and a job riding on the Series 66. We start from your practice exam scores, find the sections costing you the most points, usually state regulation, adviser ethics and suitability, and drill them with the...

Mark D. Fair Play, SC, available for online & in-person tutoring
Mark D.
90/hour

Experienced Financial Executive with over 30 years experience.

My thorough understanding of both state and federal securities laws helps me to be a great resource for students. Knowledge of what the regulators are asking and how to distinguish between the various rules and regulations...

4.9 (34)
90/hour
139 hours tutoring
Response time: 9 minutesNote that average response times may vary depending on a variety of factors, including time of day.

My thorough understanding of both state and federal securities laws helps me to be a great resource for students. Knowledge of what the regulators are asking and how to distinguish between the various rules and regulations...

Ben M. Pittsburgh, PA, available for online & in-person tutoring
Ben M.
175/hour

Professional Biochemistry Tutor | Molecular & Metabolic Systems

I work with glycolysis, the citric acid cycle, oxidative phosphorylation, enzyme kinetics, carbohydrate metabolism, the pentose phosphate pathway, DNA replication, transcription, translation, protein structure, and metabolic regulation. I...

5.0 (14)
175/hour
60 hours tutoring
Response time: 20 minutesNote that average response time is based on Ben’s active hours, which are 10:00 pm - 1:00 pm UTC.

I work with glycolysis, the citric acid cycle, oxidative phosphorylation, enzyme kinetics, carbohydrate metabolism, the pentose phosphate pathway, DNA replication, transcription, translation, protein structure, and metabolic regulation. I...

Jason J. New York, NY, available for online & in-person tutoring
Jason J.
220/hour

Business Tutor | NYU Business Graduate | 15 Years on Wall Street

I graduated with a degree in Business from New York University and bring over 15 years of experience at three of the world's largest financial firms, spanning finance, compliance, sales, and operations. I hold multiple securities...

5.0 (734)
220/hour
2,687 hours tutoring
Response time: 23 minutesNote that average response times may vary depending on a variety of factors, including time of day.

I graduated with a degree in Business from New York University and bring over 15 years of experience at three of the world's largest financial firms, spanning finance, compliance, sales, and operations. I hold multiple securities...

Reem N. Washington, DC, available for online & in-person tutoring
Reem N.
45/hour

Arabic Language Linguist, Tutor, and Educator

I also prepare a portion of my students for a number of Arabic language tests -- a variety of tests including speech and conversation for MSA and the Middle East main dialects -- that are demanded by the U.S. government to pass and secure...

5.0 (2242)
45/hour
8,122 hours tutoring

I also prepare a portion of my students for a number of Arabic language tests -- a variety of tests including speech and conversation for MSA and the Middle East main dialects -- that are demanded by the U.S. government to pass and secure...

Justin C. Eugene, OR, available for online tutoring
Justin C.
200/hour

Trusted STEM Mentor: Inspiring a LOVE for Physics, Math, & Engineering

Gore & Associates, I bring abstract proofs and spatial shapes to life through practical, architectural, and structural applications. This high-level instruction not only secures top marks in their current course but also instills the...

InstantBook
Tomorrow
5.0 (1302)
200/hour
5,449 hours tutoring
Response time: 16 minutesNote that average response time is based on Justin’s active hours, which are 4:00 pm - 1:00 am UTC.

Gore & Associates, I bring abstract proofs and spatial shapes to life through practical, architectural, and structural applications. This high-level instruction not only secures top marks in their current course but also instills the...

Sarah P. Durham, NC, available for online & in-person tutoring
Sarah P.
45/hour

PhD Researcher with Expertise in Genetics & Genomics

I have a PhD in Bioinformatics and Computational Biology and a BS in Biology, with extensive research experience in genomics, genetics, and gene regulation. My doctoral research focused on how the 3D organization of the genome influences...

InstantBook
Tomorrow
5.0 (17)
45/hour
47 hours tutoring

I have a PhD in Bioinformatics and Computational Biology and a BS in Biology, with extensive research experience in genomics, genetics, and gene regulation. My doctoral research focused on how the 3D organization of the genome influences...

Steve O. Montrose, CO, available for online & in-person tutoring
Steve O.
69/hour

Expert Apple Product Trainer - Macintosh, iPad, iPhone and Apple Watch

• Travel Hacking: As an avid travel hacker, I can teach you how to strategize and score deeply discounted travel using points and miles. Whether you want to master video editing, fix a frustrating printer, secure your home WiFi, or...

5.0 (985)
69/hour
3,614 hours tutoring
Response time: 45 minutesNote that average response time is based on Steve’s active hours, which are 3:00 pm - 1:00 am UTC.

• Travel Hacking: As an avid travel hacker, I can teach you how to strategize and score deeply discounted travel using points and miles. Whether you want to master video editing, fix a frustrating printer, secure your home WiFi, or...

April V. San Diego, CA, available for online tutoring
April V.
88/hour

Academic Support Tutor for Learners with Autism (ASD)

... I prioritize patience, sensory awareness, and positive reinforcement while fostering communication skills, emotional regulation, and confidence. I also collaborate with parents, teachers, and support teams to align with IEP or 504 plans and ensure...

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This week
5.0 (346)
88/hour
1,064 hours tutoring
Response time: 1 minuteNote that average response time is based on April’s active hours, which are 10:00 pm - 1:00 pm UTC.

... I prioritize patience, sensory awareness, and positive reinforcement while fostering communication skills, emotional regulation, and confidence. I also collaborate with parents, teachers, and support teams to align with IEP or 504 plans and ensure...

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1 lesson

My time with Reza was worth every minute. He touched on a lot of topics within an hour and made me realize all the areas I need to personally work on. I will recommend Reza to anyone looking for a tutor that is able to impart knowledge.
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5 lessons

Shannon was kind and patient with my daughter. She desired to get to the root issue and get her where she needs to be. My daughter felt welcome and is looking forward to her next tutoring session. I highly recommend Shannon.
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5 lessons

I had 5 sessions with Hassan and each time he helped me understand everything very well. He was very patient with me, and even if we were up on time tried to help me finish all the problems necessary. On almost every test after starting my sessions with Hassan I made a 100. He was a very good tutor, would recommend him to anyone.
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Tutors on Wyzant Cost $35 - 60 per hour on average

Tutors using Wyzant are professional subject experts who set their own price based on their demand and skill.

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Securities Regulation Tutoring Online

Securities Regulation Tutoring Online connects students with expert instructors across the United States to learn about securities laws, compliance, and regulations. These personalized lessons help learners understand the legal rules governing investments, trading, and financial markets. This page offers guidance on how to schedule and find affordable, one-on-one securities regulation tutorials.

Securities regulation is a complex field that involves understanding laws that protect investors and maintain fair markets. By working with experienced tutors, students can grasp how securities are issued, traded, and regulated, both generally and within specific contexts like corporate governance or federal securities law.

Wyzant helps learners succeed by providing access to qualified securities regulation tutors who customize lessons to fit each student's goals. With flexible online sessions, students can gain confidence and deepen their understanding of legal and financial securities without leaving home.

Find Online Tutors in Subjects related to Securities Regulation.

Get 1-to-1 learning help through online lessons. If you are looking to learn a subject similar to Securities Regulation, tap into the nation’s largest community of private tutors. Wyzant helps more students find face to face lessons, in more places than anyone else. Plus, if you're not happy with any new tutor, we'll gladly refund the cost of your first hour. In addition to Securities Regulation tutors, Wyzant can also help you find:

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