Ben K.
14 lessons












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Cos Cob, CT
I have held the Series 63 license for more than 30 years. For the past 15 years I have been preparing individuals for the exam as an instructor at several leading financial training companies and as a private tutor. The materials I have...
I have held the Series 63 license for more than 30 years. For the past 15 years I have been preparing individuals for the exam as an instructor at several leading financial training companies and as a private tutor. The materials I have...
I failed my Series 66 and was about to lose my job at work if I didn't pass the Series 63 & 65 in the next week. I reached out to Mark and we met daily morning and night. He got me through the 63 and 65 and I got to keep my job. T... - Morgan, 3 lessons with Mark

New York, NY
I have trained and tutored people for over 10 years on the Series 63. I worked for two large financial firms for 13 years. The 63 is the state securities registration exam. I like to explain the differences between broker dealers and...
I have trained and tutored people for over 10 years on the Series 63. I worked for two large financial firms for 13 years. The 63 is the state securities registration exam. I like to explain the differences between broker dealers and...
I started studying for the Series 7 in August of ’25 using Kaplan. Five months, two failed attempts, and nearly $1,000 in exam fees later, I realized the way I was studying just wasn’t working. I googled “Series 7 tutor” and came ... - Hayden, 5 lessons with Jason

Wayne, NJ
I currently hold a Series 66 License which is a combination of a Series 63 and 65. I passed it two years ago and the study skills I teach are current. Most of the test is memorization and requires knowledge of state security laws and...
I currently hold a Series 66 License which is a combination of a Series 63 and 65. I passed it two years ago and the study skills I teach are current. Most of the test is memorization and requires knowledge of state security laws and...
Jamie was a catalyst for my passing Series 7. His approach is non-nonsense, methodological, and effective. After failing my first attempt, I came to look for someone who could help me understand concepts like options, but Jamie ... - Shoko, 20 lessons with Jamie

Greenwich, CT
I previously passed the Series 63 and have been teaching it for years.
I previously passed the Series 63 and have been teaching it for years.
Sebastian was nothing short of a game changer for me. He was the 4th Tutor I have used over my testing journey and the others did not even compare. Sebastian breaks down test taking techniques to make them simple, helps you unders... - Sean, 8 lessons with Sebastian

Chester, NY
I passed the Series 7 with a score of 98%, the highest score ever recorded at that testing center at the time (1992)
I passed the Series 7 with a score of 98%, the highest score ever recorded at that testing center at the time (1992)
Steven has helped deepen my son's understanding of complex topics, which also increased his confidence to efficiently and correctly solve problems. Steven has been flexible with scheduling and was highly knowledgeable and patient... - Karen, 17 lessons with Steven

Yonkers, NY
Being specific to the Series 63 exam, I focus on state securities as this is the crux of the exam. This exam has very specific information and the questions are as well. I focus on helping the student not only learn the information, but how...
Being specific to the Series 63 exam, I focus on state securities as this is the crux of the exam. This exam has very specific information and the questions are as well. I focus on helping the student not only learn the information, but how...

New York, NY
I have extensive experience in capital markets, including; fixed income, equities, annuities and tax free and tax deferred investments. Will tutor students looking to pass FINRA Series 7, 63 and 65 exams.
I have extensive experience in capital markets, including; fixed income, equities, annuities and tax free and tax deferred investments. Will tutor students looking to pass FINRA Series 7, 63 and 65 exams.
Jack was a wonderful tutor who helped improve my study habits, slow things down for me and kept me in a positive mindset for both the Series 7 and the Series 63, both of which I passed with 80 or above. He will find out your stren... - Colleen, 2 lessons with Jack

Nyack, NY
I have passed the exam and held the Series 63 designation in my capacity Retail Banker and Registered Representative for several firms. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in...
I have passed the exam and held the Series 63 designation in my capacity Retail Banker and Registered Representative for several firms. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in...

Brooklyn, NY
I've been in the financial sector for 10 years working at Broker/Dealers in Foreign Exchange and Equities Electronic Trading in New York City. I have my Series 7, 63 and 57 licenses. I also have 10 years of practical...
I've been in the financial sector for 10 years working at Broker/Dealers in Foreign Exchange and Equities Electronic Trading in New York City. I have my Series 7, 63 and 57 licenses. I also have 10 years of practical...
I needed help for my Machine Learning and Big Data Seminar. I can only say that he has been the best tutor I have had before. He is extremely professional, always on time and really tries to help you with any questions or concerns... - Mike

New York, NY
I am a retired principal and compliance officer for 3 different New York Stock Exchange BDs and was simultaneously an NYSE Member( Equity Floor Trader) for 35 plus years. I have passed and still hold the series 7 14( compliance) 63 ( blue...
I am a retired principal and compliance officer for 3 different New York Stock Exchange BDs and was simultaneously an NYSE Member( Equity Floor Trader) for 35 plus years. I have passed and still hold the series 7 14( compliance) 63 ( blue...

New York, NY
I was a Wall Street advisor for 15+ years. I held a series 63. I currently tutor privately regarding series 63 prep.
I was a Wall Street advisor for 15+ years. I held a series 63. I currently tutor privately regarding series 63 prep.

Astoria, NY
I have trained and tutored people for over 20 years on the Series 63. I am a partner of a stockbroker training institute. When training people for the Series 63, I emphasize that the wording of the questions can be extremely tricky...
I have trained and tutored people for over 20 years on the Series 63. I am a partner of a stockbroker training institute. When training people for the Series 63, I emphasize that the wording of the questions can be extremely tricky...

I have experience tutoring the Series 63, 65, 66, 6, 7, and SIE along with finance and economics and I have been working in the financial industry in various capacities since 2014 including Asset Management and Proprietary Trading. I have...
I have experience tutoring the Series 63, 65, 66, 6, 7, and SIE along with finance and economics and I have been working in the financial industry in various capacities since 2014 including Asset Management and Proprietary Trading. I have...
I had failed my Series 63 in Aug, I was able to pass on my second attempt thanks to Arsney! Since I had gone through the material already Arsney pretty much made the lessons according to whatever subject I was having trouble with.... - Mayra, 4 lessons with Arseny (Sunny)

I currently have my series 7, 3, 4, 6, 8, 63, 65, 66, 53 licenses. I know what it takes to study and pass exams. I can share my tips and illustrations to help you remember and learn what is needed to pass. I have a BS in Finance from Quinnipiac...
I currently have my series 7, 3, 4, 6, 8, 63, 65, 66, 53 licenses. I know what it takes to study and pass exams. I can share my tips and illustrations to help you remember and learn what is needed to pass. I have a BS in Finance from Quinnipiac...
The best part of my tutoring session with Karen was her ability to listen to my concerns, have the knowledge and know how of answering them, and keeping things simple. Thank you so much. I passed!!! - Ron

I originally passed this exam on 05/01/1991. I have tutored for this license since 2019.
I originally passed this exam on 05/01/1991. I have tutored for this license since 2019.
I came to Hal 2 weeks before my Series 7 exam distressed and concerned I wasn't going to pass for the third time. Hal helped me pass the exam and feel confident taking the test! He was available at the times I needed help and was ... - Carolyn, 5 lessons with Hal

If you'll need to take the 65 or 66, I can help you identify and master the material you'll see again. I have hundreds of hours of experience teaching the material covered by the Series 63, 65, and 66. I have an MS in Personal...
If you'll need to take the 65 or 66, I can help you identify and master the material you'll see again. I have hundreds of hours of experience teaching the material covered by the Series 63, 65, and 66. I have an MS in Personal...
Ok so I won't go into my whole history with studying for and ultimately passing the CFP exam, but essentially, I took it the first time and did not pass, and then I decided to hire Cindy to study with my second time around, and I ... - Peter, 21 lessons with Cindy

-I hold all of the requirements necessary as a fully licensed Registered Securities Representative under FINRA, supported by my Series 79 - Investment Banking Representative, Series 63 - State Law, and Securities Industry Essentials (SIE)...
-I hold all of the requirements necessary as a fully licensed Registered Securities Representative under FINRA, supported by my Series 79 - Investment Banking Representative, Series 63 - State Law, and Securities Industry Essentials (SIE)...
Mason was the best tutor I could have asked for to study for the Series 79 (Investment Banking Examination). In the first minutes of our first session, he helped by crafting a personal plan that would end up making me pass on my f... - Maxime, 2 lessons with Mason

I am a bond specialist by profession and hold the Series 7 and the Series 66 registrations with FINRA. The Series 63 is the Uniform Securities Agent State Law exam. This exam is designed to qualify candidates as securities agent within the...
I am a bond specialist by profession and hold the Series 7 and the Series 66 registrations with FINRA. The Series 63 is the Uniform Securities Agent State Law exam. This exam is designed to qualify candidates as securities agent within the...
I used Carlyle for my series 7 top off as well as my series 63. I passed both and owe it all to him. Carlyle is the most knowledgeable person I've ever know but also the most humble. He's so patient, funny and extremely thorough. ... - Angela

I have an MBA from Duke University, and I passed the Series 63 exam on January 3, 2015.
I have an MBA from Duke University, and I passed the Series 63 exam on January 3, 2015.
Juan is an outstanding tutor! He is extremely knowledgeable about all concepts related to finance and portfolio management, and he is able to explain them in a way that is easy to understand. He is patient and takes the time to an... - Natalie, 4 lessons with Juan

Series SIE, 6, 63, 26, 24, 7, I currently hold all these series licenses. Series 6 - is a securities license entitling the holder to register as a company's representative. Series 63 - entitles the holder to solicit...
Series SIE, 6, 63, 26, 24, 7, I currently hold all these series licenses. Series 6 - is a securities license entitling the holder to register as a company's representative. Series 63 - entitles the holder to solicit...
I’ve had the pleasure of working with Karen for over two years while completing the SIE, Series 7, and Series 66 exams. Coming from a non-finance background and not being a great test taker, I knew I would need the right guidance,... - Isaac, 175 lessons with Karen

I passed the exam on my first attempt using my personal study method. I use the Kaplan material as a basis to create my own study material which is much more straightforward and acts as an excellent resource, especially when working on practice...
I passed the exam on my first attempt using my personal study method. I use the Kaplan material as a basis to create my own study material which is much more straightforward and acts as an excellent resource, especially when working on practice...
I had a tutoring session with Brett on Monday the 17th, after failing my Series 63 twice. In just one session, he helped me pinpoint exactly where my gaps were and why I kept missing the passing score by only 2–3 questions. Once I... - Tara

I've passed the Series 7 & Series 63 before. Plus I was an investment banker and financial advisor for nearly 10 years.
I've passed the Series 7 & Series 63 before. Plus I was an investment banker and financial advisor for nearly 10 years.
I just passed my series 7 with the help of Kevin! I think we met about 10-15 times or so after I had failed the exams before. I was previously using Kaplan, but Kevin preferred the STC series. I’d say he was right because I though... - Ben, 14 lessons with Kevin

I am a practicing CFP and Wealth Advisor in Arizona. I have passed several series exams including the series 63. I understand the material on a deep level. I will guide you through the most efficient way to study to make sure you get a...
I am a practicing CFP and Wealth Advisor in Arizona. I have passed several series exams including the series 63. I understand the material on a deep level. I will guide you through the most efficient way to study to make sure you get a...

I am a CERTIFIED FINANCIAL PLANNER (CFP) professional and I currently hold several FINRA Series licenses including the FINRA SERIES 63. I have extensive experience working with students who are seeking to pass the exam. I will help you feel...
I am a CERTIFIED FINANCIAL PLANNER (CFP) professional and I currently hold several FINRA Series licenses including the FINRA SERIES 63. I have extensive experience working with students who are seeking to pass the exam. I will help you feel...
I can't thank Garth enough, as my job depended on passing the S7. I did not pass the S7 on my first attempt, but was able to succeed the second time, with the help of Garth. Specifically, he helped me to understand Options/Opti... - Adrian, 3 lessons with Garth

The Series 63 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualified me for state registration as securities agents based on knowledge and understanding of state...
The Series 63 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualified me for state registration as securities agents based on knowledge and understanding of state...
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On Wyzant, you can find Series 63 tutors in New York who have experience guiding students through state securities laws and financial regulations. These tutors offer local and online lessons for aspiring financial professionals, some with decades of experience and multiple FINRA licenses like 7, 66, 24. Whether you’re focusing on tricky wording or practical applications, Wyzant provides access to experienced instructors ready to help you succeed.
Series 63 refers to the Uniform Securities Agent State Law Examination, a key credential for professionals selling securities within each state. Learning materials include detailed instruction on state regulations, registered agent practices, and compliance protocols designed to prepare students for both theoretical understanding and practical application. Wyzant connects learners with tutors who can tailor lessons to your pace and specific goals.
Wyzant makes it easy for students to connect with expert tutors who personalize instruction and provide structured support. Find experienced financial professionals ready to help you develop skills, build confidence, and prepare thoroughly for exams and career responsibilities.
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