Ben K.
14 lessons












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Near New York City, NY
I've been in the financial sector for 10 years working at Broker/Dealers in Foreign Exchange and Equities Electronic Trading in New York City. I have my Series 7, 63 and 57 licenses. I also have 10 years of practical experience applying the concepts professionally and have helped tutor...
I've been in the financial sector for 10 years working at Broker/Dealers in Foreign Exchange and Equities Electronic Trading in New York City. I have my Series 7, 63 and 57 licenses. I also have 10 years of practical experience applying the concepts professionally and have helped tutor...
I needed help for my Machine Learning and Big Data Seminar. I can only say that he has been the best tutor I have had before. He is extremely professional, always on time and really tries to help you with any questions or concerns... - Mike

Near New York City, NY
I have trained and tutored people for over 20 years on the Series 63. I am a partner of a stockbroker training institute. When training people for the Series 63, I emphasize that the wording of the questions can be extremely tricky although there is not much information on the exam. I focus on the...
I have trained and tutored people for over 20 years on the Series 63. I am a partner of a stockbroker training institute. When training people for the Series 63, I emphasize that the wording of the questions can be extremely tricky although there is not much information on the exam. I focus on the...

Near New York City, NY
Being specific to the Series 63 exam, I focus on state securities as this is the crux of the exam. This exam has very specific information and the questions are as well. I focus on helping the student not only learn the information, but how small seemingly insignificant details can help them get questions correct...
Being specific to the Series 63 exam, I focus on state securities as this is the crux of the exam. This exam has very specific information and the questions are as well. I focus on helping the student not only learn the information, but how small seemingly insignificant details can help them get questions correct...

Near New York City, NY
I have held the Series 63 license for more than 30 years. For the past 15 years I have been preparing individuals for the exam as an instructor at several leading financial training companies and as a private tutor. The materials I have developed present the regulations in a very straightforward and easy to...
I have held the Series 63 license for more than 30 years. For the past 15 years I have been preparing individuals for the exam as an instructor at several leading financial training companies and as a private tutor. The materials I have developed present the regulations in a very straightforward and easy to...
I failed my Series 66 and was about to lose my job at work if I didn't pass the Series 63 & 65 in the next week. I reached out to Mark and we met daily morning and night. He got me through the 63 and 65 and I got to keep my job. T... - Morgan, 3 lessons with Mark

Near New York City, NY
I previously passed the Series 63 and have been teaching it for years.
I previously passed the Series 63 and have been teaching it for years.
Sebastian was nothing short of a game changer for me. He was the 4th Tutor I have used over my testing journey and the others did not even compare. Sebastian breaks down test taking techniques to make them simple, helps you unders... - Sean, 8 lessons with Sebastian

Near New York City, NY
I have passed this NASAA examination. I also have roughly 40 hours of tutoring for the Series 66. The Series 66 is considered a blend of the Series 63 and Series 65 examinations.
I have passed this NASAA examination. I also have roughly 40 hours of tutoring for the Series 66. The Series 66 is considered a blend of the Series 63 and Series 65 examinations.

Near New York City, NY
I currently hold a Series 66 License which is a combination of a Series 63 and 65. I passed it two years ago and the study skills I teach are current. Most of the test is memorization and requires knowledge of state security laws and procedures.
I currently hold a Series 66 License which is a combination of a Series 63 and 65. I passed it two years ago and the study skills I teach are current. Most of the test is memorization and requires knowledge of state security laws and procedures.
Jamie was a catalyst for my passing Series 7. His approach is non-nonsense, methodological, and effective. After failing my first attempt, I came to look for someone who could help me understand concepts like options, but Jamie ... - Shoko, 20 lessons with Jamie

New York City, NY
I am a retired principal and compliance officer for 3 different New York Stock Exchange BDs and was simultaneously an NYSE Member( Equity Floor Trader) for 35 plus years. I have passed and still hold the series 7 14( compliance) 63 ( blue sky)and 24 ( Principal) finra registrations. This includes all the...
I am a retired principal and compliance officer for 3 different New York Stock Exchange BDs and was simultaneously an NYSE Member( Equity Floor Trader) for 35 plus years. I have passed and still hold the series 7 14( compliance) 63 ( blue sky)and 24 ( Principal) finra registrations. This includes all the...

New York City, NY
I have trained and tutored people for over 10 years on the Series 63. I worked for two large financial firms for 13 years. The 63 is the state securities registration exam. I like to explain the differences between broker dealers and investment advisors to begin. I took the 63 when I first started working and then...
I have trained and tutored people for over 10 years on the Series 63. I worked for two large financial firms for 13 years. The 63 is the state securities registration exam. I like to explain the differences between broker dealers and investment advisors to begin. I took the 63 when I first started working and then...
I started studying for the Series 7 in August of ’25 using Kaplan. Five months, two failed attempts, and nearly $1,000 in exam fees later, I realized the way I was studying just wasn’t working. I googled “Series 7 tutor” and came ... - Hayden, 5 lessons with Jason

New York City, NY
I have extensive experience in capital markets, including; fixed income, equities, annuities and tax free and tax deferred investments. Will tutor students looking to pass FINRA Series 7, 63 and 65 exams.
I have extensive experience in capital markets, including; fixed income, equities, annuities and tax free and tax deferred investments. Will tutor students looking to pass FINRA Series 7, 63 and 65 exams.
Jack was a wonderful tutor who helped improve my study habits, slow things down for me and kept me in a positive mindset for both the Series 7 and the Series 63, both of which I passed with 80 or above. He will find out your stren... - Colleen, 2 lessons with Jack

New York City, NY
I was a Wall Street advisor for 15+ years. I held a series 63. I currently tutor privately regarding series 63 prep.
I was a Wall Street advisor for 15+ years. I held a series 63. I currently tutor privately regarding series 63 prep.

-I hold all of the requirements necessary as a fully licensed Registered Securities Representative under FINRA, supported by my Series 79 - Investment Banking Representative, Series 63 - State Law, and Securities Industry Essentials (SIE)...
-I hold all of the requirements necessary as a fully licensed Registered Securities Representative under FINRA, supported by my Series 79 - Investment Banking Representative, Series 63 - State Law, and Securities Industry Essentials (SIE)...
Mason was the best tutor I could have asked for to study for the Series 79 (Investment Banking Examination). In the first minutes of our first session, he helped by crafting a personal plan that would end up making me pass on my f... - Maxime, 2 lessons with Mason

If you'll need to take the 65 or 66, I can help you identify and master the material you'll see again. I have hundreds of hours of experience teaching the material covered by the Series 63, 65, and 66. I have an MS in Personal...
If you'll need to take the 65 or 66, I can help you identify and master the material you'll see again. I have hundreds of hours of experience teaching the material covered by the Series 63, 65, and 66. I have an MS in Personal...
Ok so I won't go into my whole history with studying for and ultimately passing the CFP exam, but essentially, I took it the first time and did not pass, and then I decided to hire Cindy to study with my second time around, and I ... - Peter, 21 lessons with Cindy

I've passed the Series 7 & Series 63 before. Plus I was an investment banker and financial advisor for nearly 10 years.
I've passed the Series 7 & Series 63 before. Plus I was an investment banker and financial advisor for nearly 10 years.
I just passed my series 7 with the help of Kevin! I think we met about 10-15 times or so after I had failed the exams before. I was previously using Kaplan, but Kevin preferred the STC series. I’d say he was right because I though... - Ben, 14 lessons with Kevin

Series SIE, 6, 63, 26, 24, 7, I currently hold all these series licenses. Series 6 - is a securities license entitling the holder to register as a company's representative. Series 63 - entitles the holder to solicit...
Series SIE, 6, 63, 26, 24, 7, I currently hold all these series licenses. Series 6 - is a securities license entitling the holder to register as a company's representative. Series 63 - entitles the holder to solicit...
I’ve had the pleasure of working with Karen for over two years while completing the SIE, Series 7, and Series 66 exams. Coming from a non-finance background and not being a great test taker, I knew I would need the right guidance,... - Isaac, 175 lessons with Karen

I am a practicing CFP and Wealth Advisor in Arizona. I have passed several series exams including the series 63. I understand the material on a deep level. I will guide you through the most efficient way to study to make sure you get a...
I am a practicing CFP and Wealth Advisor in Arizona. I have passed several series exams including the series 63. I understand the material on a deep level. I will guide you through the most efficient way to study to make sure you get a...

I have an MBA from Duke University, and I passed the Series 63 exam on January 3, 2015.
I have an MBA from Duke University, and I passed the Series 63 exam on January 3, 2015.
Juan is an outstanding tutor! He is extremely knowledgeable about all concepts related to finance and portfolio management, and he is able to explain them in a way that is easy to understand. He is patient and takes the time to an... - Natalie, 4 lessons with Juan

The Series 63 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualified me for state registration as securities agents based on knowledge and understanding of state...
The Series 63 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualified me for state registration as securities agents based on knowledge and understanding of state...

I originally passed this exam on 05/01/1991. I have tutored for this license since 2019.
I originally passed this exam on 05/01/1991. I have tutored for this license since 2019.
I came to Hal 2 weeks before my Series 7 exam distressed and concerned I wasn't going to pass for the third time. Hal helped me pass the exam and feel confident taking the test! He was available at the times I needed help and was ... - Carolyn, 5 lessons with Hal

I am a CERTIFIED FINANCIAL PLANNER (CFP) professional and I currently hold several FINRA Series licenses including the FINRA SERIES 63. I have extensive experience working with students who are seeking to pass the exam. I will help you feel...
I am a CERTIFIED FINANCIAL PLANNER (CFP) professional and I currently hold several FINRA Series licenses including the FINRA SERIES 63. I have extensive experience working with students who are seeking to pass the exam. I will help you feel...
I can't thank Garth enough, as my job depended on passing the S7. I did not pass the S7 on my first attempt, but was able to succeed the second time, with the help of Garth. Specifically, he helped me to understand Options/Opti... - Adrian, 3 lessons with Garth

I passed the Series 7 with a score of 98%, the highest score ever recorded at that testing center at the time (1992)
I passed the Series 7 with a score of 98%, the highest score ever recorded at that testing center at the time (1992)
Steven has helped deepen my son's understanding of complex topics, which also increased his confidence to efficiently and correctly solve problems. Steven has been flexible with scheduling and was highly knowledgeable and patient... - Karen, 17 lessons with Steven

I have experience tutoring the Series 63, 65, 66, 6, 7, and SIE along with finance and economics and I have been working in the financial industry in various capacities since 2014 including Asset Management and Proprietary Trading. I have...
I have experience tutoring the Series 63, 65, 66, 6, 7, and SIE along with finance and economics and I have been working in the financial industry in various capacities since 2014 including Asset Management and Proprietary Trading. I have...
I had failed my Series 63 in Aug, I was able to pass on my second attempt thanks to Arsney! Since I had gone through the material already Arsney pretty much made the lessons according to whatever subject I was having trouble with.... - Mayra, 4 lessons with Arseny (Sunny)

I am a bond specialist by profession and hold the Series 7 and the Series 66 registrations with FINRA. The Series 63 is the Uniform Securities Agent State Law exam. This exam is designed to qualify candidates as securities agent within the...
I am a bond specialist by profession and hold the Series 7 and the Series 66 registrations with FINRA. The Series 63 is the Uniform Securities Agent State Law exam. This exam is designed to qualify candidates as securities agent within the...
I used Carlyle for my series 7 top off as well as my series 63. I passed both and owe it all to him. Carlyle is the most knowledgeable person I've ever know but also the most humble. He's so patient, funny and extremely thorough. ... - Angela

I passed the exam on my first attempt using my personal study method. I use the Kaplan material as a basis to create my own study material which is much more straightforward and acts as an excellent resource, especially when working on practice...
I passed the exam on my first attempt using my personal study method. I use the Kaplan material as a basis to create my own study material which is much more straightforward and acts as an excellent resource, especially when working on practice...
I tried doing the SIE by myself and was not successful. I then engaged Brett, he was able to get me through the SIE with no problem. Brett's Knowledge, experience, communication and teaching skills are phenomenal. I then used Bret... - Spencer, 23 lessons with Brett

I am a retired Registered Principal, Series 24, with experience training 1500+ state and federal license seekers since 2019. Many applicants do not get much guidance from their sponsor firms and I can help you overcome that challenge as well as...
I am a retired Registered Principal, Series 24, with experience training 1500+ state and federal license seekers since 2019. Many applicants do not get much guidance from their sponsor firms and I can help you overcome that challenge as well as...
Jay was great! Super knowledgeable on the subject. Was able to ‘jump right in’ to the sections giving me the most difficulty. She is able to explain the concepts in a much more understandable way than just reading alone. She’s he... - Angela
14 lessons
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26 lessons
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On the Wyzant platform, new york city students and professionals can find Series 63 tutors who offer in-person and online lessons. These instructors include experienced finance professionals and compliance experts who can help you prepare for the Uniform Securities State Law exam.
Learning Series 63 involves understanding state-specific securities regulations, registration requirements, ethical guidelines, and compliance rules for investment practitioners. Structured lessons can provide clear explanations, practice questions, and support tailored to your schedule and learning style.
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