Ben K.
14 lessons












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New York, NY
I have trained and tutored people for over 10 years on the Series 63, supported by 15 years of experience at three of the world's largest financial firms. The 63 is the state securities registration exam. I like to begin by explaining...
I have trained and tutored people for over 10 years on the Series 63, supported by 15 years of experience at three of the world's largest financial firms. The 63 is the state securities registration exam. I like to begin by explaining...
I started studying for the Series 7 in August of ’25 using Kaplan. Five months, two failed attempts, and nearly $1,000 in exam fees later, I realized the way I was studying just wasn’t working. I googled “Series 7 tutor” and came ... - Hayden, 5 lessons with Jason

Nyack, NY
I have passed the exam and held the Series 63 designation in my capacity Retail Banker and Registered Representative for several firms. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in...
I have passed the exam and held the Series 63 designation in my capacity Retail Banker and Registered Representative for several firms. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in...

Astoria, NY
I have trained and tutored people for over 20 years on the Series 63. I am a partner of a stockbroker training institute. When training people for the Series 63, I emphasize that the wording of the questions can be extremely tricky...
I have trained and tutored people for over 20 years on the Series 63. I am a partner of a stockbroker training institute. When training people for the Series 63, I emphasize that the wording of the questions can be extremely tricky...

Yonkers, NY
Being specific to the Series 63 exam, I focus on state securities as this is the crux of the exam. This exam has very specific information and the questions are as well. I focus on helping the student not only learn the information, but how...
Being specific to the Series 63 exam, I focus on state securities as this is the crux of the exam. This exam has very specific information and the questions are as well. I focus on helping the student not only learn the information, but how...

Brooklyn, NY
I have in-depth knowledge of the Series 63 exam, including state securities regulations and ethical practices required for securities agents. With practical experience in the financial industry and successful tutoring of Series 63...
I have in-depth knowledge of the Series 63 exam, including state securities regulations and ethical practices required for securities agents. With practical experience in the financial industry and successful tutoring of Series 63...

Chester, NY
I passed the Series 7 with a score of 98%, the highest score ever recorded at that testing center at the time (1992)
I passed the Series 7 with a score of 98%, the highest score ever recorded at that testing center at the time (1992)
Steven has helped deepen my son's understanding of complex topics, which also increased his confidence to efficiently and correctly solve problems. Steven has been flexible with scheduling and was highly knowledgeable and patient... - Karen, 17 lessons with Steven

New York, NY
I have extensive experience in capital markets, including; fixed income, equities, annuities and tax free and tax deferred investments. Will tutor students looking to pass FINRA Series 7, 63 and 65 exams.
I have extensive experience in capital markets, including; fixed income, equities, annuities and tax free and tax deferred investments. Will tutor students looking to pass FINRA Series 7, 63 and 65 exams.
Jack was a wonderful tutor who helped improve my study habits, slow things down for me and kept me in a positive mindset for both the Series 7 and the Series 63, both of which I passed with 80 or above. He will find out your stren... - Colleen, 2 lessons with Jack

New York, NY
I was a Wall Street advisor for 15+ years. I held a series 63. I currently tutor privately regarding series 63 prep.
I was a Wall Street advisor for 15+ years. I held a series 63. I currently tutor privately regarding series 63 prep.

Wayne, NJ
I currently hold a Series 66 License which is a combination of a Series 63 and 65. I passed it two years ago and the study skills I teach are current. Most of the test is memorization and requires knowledge of state security laws and...
I currently hold a Series 66 License which is a combination of a Series 63 and 65. I passed it two years ago and the study skills I teach are current. Most of the test is memorization and requires knowledge of state security laws and...
Jamie was a catalyst for my passing Series 7. His approach is non-nonsense, methodological, and effective. After failing my first attempt, I came to look for someone who could help me understand concepts like options, but Jamie ... - Shoko, 20 lessons with Jamie

Cos Cob, CT
I have held the Series 63 license for more than 30 years. For the past 15 years I have been preparing individuals for the exam as an instructor at several leading financial training companies and as a private tutor. The materials I have...
I have held the Series 63 license for more than 30 years. For the past 15 years I have been preparing individuals for the exam as an instructor at several leading financial training companies and as a private tutor. The materials I have...
I failed my Series 66 and was about to lose my job at work if I didn't pass the Series 63 & 65 in the next week. I reached out to Mark and we met daily morning and night. He got me through the 63 and 65 and I got to keep my job. T... - Morgan, 3 lessons with Mark

Greenwich, CT
I previously passed the Series 63 and have been teaching it for years.
I previously passed the Series 63 and have been teaching it for years.
Sebastian was nothing short of a game changer for me. He was the 4th Tutor I have used over my testing journey and the others did not even compare. Sebastian breaks down test taking techniques to make them simple, helps you unders... - Sean, 8 lessons with Sebastian

I am a practicing CFP and Wealth Advisor in Arizona. I have passed several series exams including the series 63. I understand the material on a deep level. I will guide you through the most efficient way to study to make sure you get a...
I am a practicing CFP and Wealth Advisor in Arizona. I have passed several series exams including the series 63. I understand the material on a deep level. I will guide you through the most efficient way to study to make sure you get a...

I have experience tutoring the Series 63, 65, 66, 6, 7, and SIE along with finance and economics and I have been working in the financial industry in various capacities since 2014 including Asset Management and Proprietary Trading. I have...
I have experience tutoring the Series 63, 65, 66, 6, 7, and SIE along with finance and economics and I have been working in the financial industry in various capacities since 2014 including Asset Management and Proprietary Trading. I have...
I had failed my Series 63 in Aug, I was able to pass on my second attempt thanks to Arsney! Since I had gone through the material already Arsney pretty much made the lessons according to whatever subject I was having trouble with.... - Mayra, 4 lessons with Arseny (Sunny)

I passed my Series 63 in July 2024. I've helped 10 people pass as a internal tutor/coach at New York Life in 2024.
I passed my Series 63 in July 2024. I've helped 10 people pass as a internal tutor/coach at New York Life in 2024.

Bank Private Wealth, Raymond James, BNY Mellon, and Evergreen Investments. I have successfully passed multiple FINRA licensing exams, including the Series 7, 24, 63, 65, and 66, and bring extensive expertise in equity, fixed income,...
Bank Private Wealth, Raymond James, BNY Mellon, and Evergreen Investments. I have successfully passed multiple FINRA licensing exams, including the Series 7, 24, 63, 65, and 66, and bring extensive expertise in equity, fixed income,...

I am a retired Registered Principal, Series 24, with experience training 1500+ state and federal license seekers since 2019. Many applicants do not get much guidance from their sponsor firms and I can help you overcome that challenge as well as...
I am a retired Registered Principal, Series 24, with experience training 1500+ state and federal license seekers since 2019. Many applicants do not get much guidance from their sponsor firms and I can help you overcome that challenge as well as...
Jay was great! Super knowledgeable on the subject. Was able to ‘jump right in’ to the sections giving me the most difficulty. She is able to explain the concepts in a much more understandable way than just reading alone. She’s he... - Angela

I am a bond specialist by profession and hold the Series 7 and the Series 66 registrations with FINRA. The Series 63 is the Uniform Securities Agent State Law exam. This exam is designed to qualify candidates as securities agent within the...
I am a bond specialist by profession and hold the Series 7 and the Series 66 registrations with FINRA. The Series 63 is the Uniform Securities Agent State Law exam. This exam is designed to qualify candidates as securities agent within the...
I used Carlyle for my series 7 top off as well as my series 63. I passed both and owe it all to him. Carlyle is the most knowledgeable person I've ever know but also the most humble. He's so patient, funny and extremely thorough. ... - Angela

I help those learn on many aspects toward taking the exam. This includes how to study, how to prep for the exam, how to take the exam, and how to maintain disciplined. My approach is to remain on an individualized level for each student to make...
I help those learn on many aspects toward taking the exam. This includes how to study, how to prep for the exam, how to take the exam, and how to maintain disciplined. My approach is to remain on an individualized level for each student to make...
Chris is a great tutor that takes time to make sure you understand the topic. He was incredibly patience with any questions I had, while being realistic of what would be asked on the exam. I recommend him to anyone in need of help... - Ada, 17 lessons with Chris

I currently have my series 7, 3, 4, 6, 8, 63, 65, 66, 53 licenses. I know what it takes to study and pass exams. I can share my tips and illustrations to help you remember and learn what is needed to pass. I have a BS in Finance from Quinnipiac...
I currently have my series 7, 3, 4, 6, 8, 63, 65, 66, 53 licenses. I know what it takes to study and pass exams. I can share my tips and illustrations to help you remember and learn what is needed to pass. I have a BS in Finance from Quinnipiac...
The best part of my tutoring session with Karen was her ability to listen to my concerns, have the knowledge and know how of answering them, and keeping things simple. Thank you so much. I passed!!! - Ron

If you'll need to take the 65 or 66, I can help you identify and master the material you'll see again. I have hundreds of hours of experience teaching the material covered by the Series 63, 65, and 66. I have an MS in Personal...
If you'll need to take the 65 or 66, I can help you identify and master the material you'll see again. I have hundreds of hours of experience teaching the material covered by the Series 63, 65, and 66. I have an MS in Personal...
Ok so I won't go into my whole history with studying for and ultimately passing the CFP exam, but essentially, I took it the first time and did not pass, and then I decided to hire Cindy to study with my second time around, and I ... - Peter, 21 lessons with Cindy

I originally passed this exam on 05/01/1991. I have tutored for this license since 2019.
I originally passed this exam on 05/01/1991. I have tutored for this license since 2019.
I came to Hal 2 weeks before my Series 7 exam distressed and concerned I wasn't going to pass for the third time. Hal helped me pass the exam and feel confident taking the test! He was available at the times I needed help and was ... - Carolyn, 5 lessons with Hal

I’ve held several positions where I assisted hundreds of employees pass not only the Series 6 but also the Series 63. My thorough understanding of both state and federal securities laws helps me to be a great resource for students....
I’ve held several positions where I assisted hundreds of employees pass not only the Series 6 but also the Series 63. My thorough understanding of both state and federal securities laws helps me to be a great resource for students....

I have been a registered representative with FINRA and have been working in the Financial Services industry for 5 years now. I currently hold the registrations for FINRA Series 6, Series 63, and Series 65. I also passed all my FINRA exams...
I have been a registered representative with FINRA and have been working in the Financial Services industry for 5 years now. I currently hold the registrations for FINRA Series 6, Series 63, and Series 65. I also passed all my FINRA exams...
Nikola is very knowledgeable and demonstrated complete mastery of the material throughout our Series 63 exam preparation sessions. Working with him was very helpful and well structured. During the practice tests, he did not get an... - Aida, 7 lessons with Nikola

I am a CERTIFIED FINANCIAL PLANNER (CFP) professional and I currently hold several FINRA Series licenses including the FINRA SERIES 63. I have extensive experience working with students who are seeking to pass the exam. I will help you feel...
I am a CERTIFIED FINANCIAL PLANNER (CFP) professional and I currently hold several FINRA Series licenses including the FINRA SERIES 63. I have extensive experience working with students who are seeking to pass the exam. I will help you feel...
I can't thank Garth enough, as my job depended on passing the S7. I did not pass the S7 on my first attempt, but was able to succeed the second time, with the help of Garth. Specifically, he helped me to understand Options/Opti... - Adrian, 3 lessons with Garth

I have been an active and academic trader and wealth advisor for 14 years. I have 2 law degrees focusing on securities and investments. I have scored high on FINRA Series SIE, 6 (85%), 7 (92%), 31 (93%), 63 (87%), 65 (85%), and 66 (88%). I have...
I have been an active and academic trader and wealth advisor for 14 years. I have 2 law degrees focusing on securities and investments. I have scored high on FINRA Series SIE, 6 (85%), 7 (92%), 31 (93%), 63 (87%), 65 (85%), and 66 (88%). I have...
14 lessons
15 lessons
2 lessons
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On Wyzant, you can find Series 63 tutors in New York who have experience guiding students through state securities laws and financial regulations. These tutors offer local and online lessons for aspiring financial professionals, some with decades of experience and multiple FINRA licenses like 7, 66, 24. Whether you’re focusing on tricky wording or practical applications, Wyzant provides access to experienced instructors ready to help you succeed.
Series 63 refers to the Uniform Securities Agent State Law Examination, a key credential for professionals selling securities within each state. Learning materials include detailed instruction on state regulations, registered agent practices, and compliance protocols designed to prepare students for both theoretical understanding and practical application. Wyzant connects learners with tutors who can tailor lessons to your pace and specific goals.
Wyzant makes it easy for students to connect with expert tutors who personalize instruction and provide structured support. Find experienced financial professionals ready to help you develop skills, build confidence, and prepare thoroughly for exams and career responsibilities.
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