What are the requirements to obtain a Series 7, 63 and 65 in order to start an investment management company without sponsorship?
Todd M.
answered 08/13/19
Exam tutor for the SIE, Series 7, Series 65 , Series 66, GMAT, Finance
The rules for a series 65 changed in Oct 2018. You can now sponsor yourself to take the exam but still need a company sponsor to register with the SEC after passing.
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