What can one do if they have their own Series 7 license?

Answer 1

Hello Andrew,

Along with the series #7 you would need both the SIE, Security Industry Essentials, and the corequisite series #63, the state requirement. This would qualify you as a Registered Representative of a member firm, Broker/Dealer, to advise on investments of mutual funds, debt, equities, options, DPP's, limited partnerships etc.

If any further questions just ask.

Regards

John