Benefit from 20 Years of Financial Services Experience!

Benjamin T.

Series 6

I have previously held the Series 6 designation in prior roles in banking, insurance and investment firms throughout my 20 year career. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in a Pre-licensing, Continuing Education and 1 on 1 tutoring capacity.

Series 63

I have passed the exam and held the Series 63 designation in my capacity Retail Banker and Registered Representative for several firms. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in a Pre-licensing, Continuing Education and 1 on 1 tutoring capacity.

Series 65

I currently hold the Series 65 designation in my capacity as an Investment Advisor Representative for a NY based Investment Advisor. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in a Pre-licensing, Continuing Education and 1 on 1 tutoring capacity.

Series 66

I have previously held the Series 66 designation in prior roles in banking, insurance and investment firms throughout my 20 year career. I have over 10 years of experience teaching FINRA content for several Schools and Education Providers in a Pre-licensing, Continuing Education and 1 on 1 tutoring capacity.

SIE Exam (Securities)

I have over 20 years of experience in the Financial Services Industry as a Licensed Insurance Professional and Registered Representative in several states. I have worked in Property and Casualty as well as Life, Accident and Health Insurance. I am Currently active and Registered with FINRA as an Investment Advisor Representative in NY. As a former full time instructor for a leading pre-licensing company I have helped design and administer classes of up to 40 or more for both public students and private companies nationwide. I've taught Pre-Licensing material for over 10 years and more recently I've worked as the Lead Securities Instructor for a Nationally Acclaimed Educator teaching a variety of content daily. I am also an active Securities Pre-licensing Trainer and Coach as I have successfully taught and tutored for the SIE, Series 7, 6, 63, 65 and 66. Above all, I am committed to the success of my students by designing an effective and targeted program to achieve their goals.