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Welcome to the NEW Series 7        FINRA has introduced a new licensing structure for people entering finance. The new structure brings on new challenges and possibly an alternative method for evaluating new candidates. For the first time, the new Series 7 encompasses a prerequisite SIE exam that can be taken prior to being employed by a FINRA Broker-Dealer. This SIE exam tests your basic Securities Industry Knowledge and will have a passing score of 70%. Your score on this exam will most likely be a part of the application process and will be compared to other candidates. The “old “ way of studying for the Series 7 with just the goal of just passing and not worrying about your score is likely a thing of the past. You will need to have a more solid understanding of the material and the basic inner workings of Broker-Dealers. How well you do on the SIE should give the hiring manager an idea of how easily you will pass the Series 7 top off exam once you... read more

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