Near Pasadena, CA
Currently Registerd RIA with the State of California.
The series 7 exam is the general knowledge exam given to stock brokers. I actually passed this exam when I first entered the industry in the 90s. I also earned my CFA charter in 2004. This is a designation that required 3 6 hour exams given once a year. The material is equivalent to a Masters degree with an... read more
The series 7 exam is the general knowledge exam given to stock brokers. I actually passed this exam when I first entered the industry in the 90s. I also earned my CFA charter in 2004. This is a designation that required 3 6 hour exams given once a year. The material is equivalent to a Masters degree with an... read more