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I am a former financial services professional with 30-plus years of experience with registered Broker/Dealers in the Chicago area. I have held numerous NASD and NYSE certifications including:series #3 FCM, series #4 ROP, 6 MF, 7 RR, 8 SUP, 12 BOM 24 GSP, 27 FINOP, 53 MUNI, 63 STATE, 65 INVADV and 66 LAW.
One important aspect of tutoring is to go at the speed of the student, as this will foster complete understanding. I make sure to do this with all of my students.
During my 30+ years career in financial services I qualified by examination of the Series #63 with the National Association of Security Dealers. I proceeded to use this information/knowledge on a daily basis while employed by Chicago based brokerage firms. This exam was a state of Illinois requirement that went hand in hand with the Series #7 and series #66 exams.
During my 30+ years career in financial services I qualified by examination of the Series #7. I used this information/knowledge on a day to day basis throughout my lengthly career. This series #7 Registered Representative exam is required by the National Association of Security Dealers for anyone that solicits investments in financial instruments of various kinds.
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