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I am a former financial services professional with 30-plus years of experience with registered Broker/Dealers in the Chicago area. I have held numerous NASD and NYSE certifications including:series #3 FCM, series #4 ROP, 6 MF, 7 RR, 8 SUP, 12 BOM 24 GSP, 27 FINOP, 53 MUNI, 63 STATE, 65 INV ADV and 66 LAW.
I use my own created power point presentation and/or a review of the study material along with an analysis of the practice exams results.
I'm a former Registered Options Principal with the Chicago Board Options Exchange. I'm available for tutoring in my Wilmette home or via the Skype application.
During my 30+ years career in financial services I qualified by examination of the Series #63 with the National Association of Security Dealers. I proceeded to use this information/knowledge on a daily basis while employed by Chicago based brokerage firms. This exam was a state of Illinois requirement that went hand in hand with the Series #7 and series #66 exams.
During my 30+ years career in financial services I qualified by examination of the Series #7. I used this information/knowledge on a day to day basis throughout my lengthly career. This series #7 Registered Representative exam is required by the National Association of Security Dealers for anyone that solicits investments in financial instruments of various kinds.
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